FINANCIAL SERVICES RECRUITMENT

LONDON | NEW YORK

JOB SUMMARY

Compliance Monitoring Specialist

A global bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This compliance monitoring team are making waves with the firm is rapidly growing and making its mark across the buy side.

JOB TEXT

A global bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This compliance monitoring team are making waves with the firm is rapidly growing and making its mark across the buy side.

Responsibilities include:

- Provide timely, accurate and comprehensive reports of monitoring findings to internal stakeholders.
- Ability to monitor and update compliance policies and procedures in line with FCA handbook.
- Regulatory Compliance, training, best execution, PA Dealing, Reports, Reviews, Complaints.

Highly desirable:

- Trade and transaction reporting
- Cross Border
- Product Governance
- Outsourcing

Role Requirements:

- 3-5years experience working within a Compliance Monitoring team (Financial Services)

A DIFFERENT APPROACH TO HUMAN CAPITAL MANAGEMENT
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  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 2019-03-25