Compliance Officer

  • £55k + competitive bonus
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Bruin Financial
  • 12 Apr 18 2018-04-12

We are currently working with a highly regarded asset management firm with over £25bn AUM. They are looking for a bright and enthusiastic compliance officer to join their compliance department as a Senior Compliance Associate.

Key responsibilities: 

Identifying and addressing compliance risks business-wide

Submitting applications through the FCA

Developing and implementing a Compliance Monitoring Programme

Handling core compliance requests

Analysing marketing communications and ensuring their compliance with applicable regulatory requirements


Required skills and experience:

3-4  years experience in compliance, ideally from within investment management

Knowledge of the FCA handbook 

Good knowledge of compliance monitoring 

Analytically minded