Compliance Officer Compliance Officer …

Financial Services
in London, England, United Kingdom
Permanent, Full time
Last application, 21 Feb 20
GBP50000 - GBP70000 per annum
Financial Services
in London, England, United Kingdom
Permanent, Full time
Last application, 21 Feb 20
GBP50000 - GBP70000 per annum
A reputable Asset Management firm based in London is looking to appoint a highly ambitious Compliance Officer to support their compliance function in advisory, monitoring and financial crime work. The role would suit an individual with a passion for working in the Asset Management industry.

A prestigious Asset Management Firm, my client specialises in alternative asset classes. With a professional and driven approach, the successful candidate will be part of a high performing team of experts.

Description

As a generalist, the Compliance Officer will be involved in most day to day elements of the Compliance function, with a broad variety of tasks that include (but are not limited to):

  • Undertaking testing as part of the Compliance Monitoring Programme
  • Liaison with regulatory bodies
  • Development of policies and procedures where needed
  • Financial Promotions sign off
  • Assist in the preparation and drafting of various board reports for presentation to senior management and external boards
  • Financial Crime checks and sanctions screening
  • Regulatory advice and guidance where needed
  • Horizon scanning for new regulations that would impact the business
  • Carry out other duties and projects as and when required

Profile

The successful Compliance Officer candidate will have:

  • Experience of working within the Compliance function of an Alternative Investment Fund (AIF)
  • Experience of AIFMD regulations

  • An understanding of MiFID II, UCITS and SMCR

  • A proactive nature

  • Strong verbal and written communication skills

  • University degree or equivalent

Job Offer

The salary range for this position is £50,000-70,000pa, with a comprehensive Financial Services benefits package.

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