Compliance Officer Compliance Officer …

Mondrian Alpha Recruitment Solutions
in London, United Kingdom
Permanent, Full time
Last application, 01 Dec 20
Up to £60,000
Mondrian Alpha Recruitment Solutions
in London, United Kingdom
Permanent, Full time
Last application, 01 Dec 20
Up to £60,000
Posted by:
Harry Warwick • Recruiter
Mondrian Alpha Recruitment Solutions
Posted by:
Harry Warwick
Recruiter
Mondrian-Alpha are currently working with a rapidly growing alternative Investment Manager who is looking to hire a Compliance Officer to join their growing Compliance function.

The business if growing through a period of significant growth and this opportunity offers the right person the opportunity to join a dynamic and entrepreneurial environment.


The role is a truly generalist position within a small team, but there is a definite requirement to take on the enhancement and execution of the Compliance Monitoring Programme. Candidate must also have knowledge of the regulations that govern Investment Management firms, and be able to provide advice and interact with stakeholders of all levels.


In order to be successful in this role, candidates must have the following:

Compliance experience developed within an alternative Investment Management house, ideally Private Equity
Proven experience in executing the firms' Compliance Monitoring Programme
Review & sign off of Financial Promotions
Knowledge and practical understanding of AIFMD

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