Compliance Officer Compliance Officer …

Investigo Compliance
in London, United Kingdom
Permanent, Full time
Last application, 16 Oct 21
Competitive
Investigo Compliance
in London, United Kingdom
Permanent, Full time
Last application, 16 Oct 21
Competitive
Posted by:
Latiesha Uter • Recruiter
Posted by:
Latiesha Uter
Recruiter

Key responsibilities: 

  • Horizon scanning
  • Complaint handling
  • Best Execution & Fair value pricing.
  • Gifts & Entertainment & PAD approval processing
  • Supporting local compliance offices and senior management from a group perspective.
  • Collating MI and presenting findings to board level. 

Successful candidates will have: 

  • Excellent communication skills and the ability to work to tight deadlines
  • Knowledge of the FCA handbook and current regulatory changes (MiFID & Brexit).
Investigo Compliance logo
More Jobs Like This
See more jobs
Close
Loading...