Compliance Officer - Global Private Equity Compliance Officer - Global Private Equity …

Stephen Bell Associates
in London, United Kingdom
Permanent, Full time
Last application, 22 Jun 21
£Excellent Package
Stephen Bell Associates
in London, United Kingdom
Permanent, Full time
Last application, 22 Jun 21
£Excellent Package
Posted by:
Stephen Bell • Recruiter
Posted by:
Stephen Bell
Recruiter
London based Compliance Officer role in a successful global private equity business.

Our client is a very successful global private equity business. They are hiring a London based Compliance Officer.

Key responsibilities are: drafting and maintaining compliance policies, procedures and guidelines; assisting with day to day compliance responsibilities; supporting the team in performing critical controls; assisting the SMCR team in maintaining up to date records; assisting with the ongoing monitoring of regulatory changes; assist with the compliance training programme; monitor investment transactions and maintain up to date records; review investment committee minutes; using data and technology to maximise the efficacy of the compliance programme.  

The successful candidate will have previous experience in a compliance role within an asset manager, investment or private equity firm. Candidates must have good knowledge of the FCA handbook and the AIFMD regulations. Knowledge of the SMCR and MIFID II regulations would be useful but not essential. They will be a self-starter, possess excellent academics, strong project and stakeholder management skills and the ability to prioritise and meet deadlines in a fast paced and pressurised environment. In our view this role could represent an excellent opportunity for a high calibre candidate to make the move into a very successful private equity firm.

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