Reporting into the Head of Compliance, you'll be expected to:
- Carry out periodic compliance monitoring reviews in accordance to the compliance monitoring programme
- Assist in providing regulatory advice to the business
- Develop and implement compliance policies and procedures
- Assist in the reviewing and approving of financial promotions/marketing materials
The ideal candidate will have between 1-3 years compliance experience within a hedge fund, institutional asset manager or similar.
A legal education would be ideal, however isn't essential.
Please contact me on: harry@onetenassociates.com for more details.