Compliance Officer - Investment Management

  • Competitive +Benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • B&FS Front Office
  • 06 Feb 18 2018-02-06

A global fund manager are seeking to hire a Compliance Officer to join their Legal & Compliance team. The role is based in the London office which currently sits at £11Bn AUM and regulated by the FCA. This is a generalist role that will have primary responsibility of UK Compliance matters under the Head of Compliance to which this role supports and reports into.

Key responsibilities:

  • Advisory to the investment and asset management business on regulatory matters, internal policy and regulatory developments as well as delivering training
  • Development and maintenance of the Compliance Monitoring Programme, report on findings and make recommendations to the business where necessary
  • Maintenance of the KYC database and review of PEP and Sanction matches
  • Work with the Head of Compliance on projects surrounding mergers and acquisitions

Successful candidates will have:

  • Degree level education (preferable)
  • Previous buy-side Compliance experience (Essential)
  • Legal experience (desirable)
  • The ability to self-manage and prioritise workload
  • Excellent communication skills, both written and verbal