• Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • Credit Suisse -
  • 17 Jan 19

Compliance Officer - Northern Europe # 120132

We Offer
The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a proactive, independent function that enables business units across the organization to challenge and effectively manage compliance risk. Our new management team is focused on achieving professional excellence by providing state of the art technology, strengthening surveillance and testing processes and by aligning controls to keep risk within appetite. To fulfill our mandate we need the skills, experience and engagement of our employees. Our dynamic environment also means that you have the flexibility to help us define and establish new processes and procedures, start or expand a business and shape our company for the future. We offer a fast-paced, collaborative and diverse work environment that will support innovation, creativity and entrepreneurial ideas.

This role reports to the Head of IWM Northern Europe Compliance and supports a large Compliance function across the Northern Europe jurisdictions where IWM has a presence. This is an exciting and diverse role allowing the candidate to be involved in a wide range of compliance topics involving regulatory change, compliance infrastructure projects and risk management initiatives.

In this function you will have the following unique opportunities:
  • Frequent interaction with Compliance teams across the Northern Europe region and with Head Office for projects, management information, reviews, etc.
  • Supporting the Head of IWM Northern Europe Compliance in critical initiatives driven by the Credit Suisse Group.
  • Leading the co-ordination of Northern Europe updates for senior management and executive board members.
  • Analysis of core Compliance management information across the Northern Europe region.
  • Preparation of the UK governance packs (inc Board Risk Committee and the Operational Risk and Compliance Committee).
  • Supporting the UK Head of Compliance on implementation of the Senior Managers Regime within the Compliance function by ensuring governance documentation remains up to date.
  • Supporting with tracking regulatory change applicable to each of the Northern Europe jurisdictions.

Open to discussing flexible/agile working.

You Offer
  • Strong experience in working within the financial services sector as a business manager.
  • Excellent interpersonal skills. You must be a team player with ability to interact with peers across international locations and at differing seniority.
  • Self-starter who enjoys a fast paced and diverse working environment and enjoys the challenge of new tasks.
  • Analytical and detail oriented professional.
  • High commitment and proactivity.
  • Previous experience of working in a dynamic Compliance function is not required but will be a strong advantage.
  • Good knowledge of EU and UK financial sector regulation is an advantage.

Credit Suisse is committed to providing equal employment opportunities, regardless of ethnicity, nationality, gender, sexual orientation, gender identity, religion, age, civil partnership, marital or family status, pregnancy, disability or any other status that is protected as a matter of local law.