Compliance Officer - Wealth Management

  • £50k-£80k
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Holmes Search
  • 17 Sep 18 2018-09-17

One of our Clients is looking for a compliance officer to join this small wealth management firm of 40 staff where you will be working alongside the head of compliance. ideally you will have worked at a wealth management firm previously and have an understanding of the culture fit of a smaller firm like this. This role is paying 50k-80k depending on experience.

This role is a great opportunity to be a part of an expanding wealth management firm that specialise in working with high net worth families.

Ideally you will have Broad AML/Fin crime experience and also have knowledge of regulatory compliance.

You should have experience with Compliance monitoring, suitability and AML/KYC as this is in a compliance team of 2 you will be required to cover all areas of compliance and financial crime.


For more information on the role please apply