Compliance Officer and MLRO

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • Bruin Financial
  • 12 Feb 18 2018-02-12

An excellent opportunity to become the CF10/11 for a global Fund Administrator.

Our client, global fund administrator, is looking for a Compliance Officer & MLRO to join their compliance department based in London. The successful candidate will be required to receive FCA approval to hold the CF10 and CF11 functions.

Key responsibilities include:
•    Overseeing the compliance function within the firm
•    Developing, maintaining and updating compliance plans, including annual CMP
•    Providing and arranging regulatory training where required
•    Reporting to the NCA periodically
•    Engaging with the board of directors where required

Required skills and experience:
•    Strong compliance experience
•    Good knowledge of the regulatory environment
•    Background in, and good understanding of financial services
•    Having previously held CF10/11 non essential but a bonus
•    Analytically minded

For more information please contact William Rajan on 020 3145 3368, or william.rajan@bruinfinancial.com