Compliance and Supervision Manager Compliance and Supervision Manager …

JCW Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
JCW Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
Compliance and Supervision Manager

As part of continued growth and success, a fintech-focused consultancy firm is looking for an experienced compliance manager to assist with the following;
  • Advise stakeholders on regulatory obligations and FCA requirements in line with different clients across corporate finance, p2p lending, consumer credit, crowd-funding and more
  • Recommend and implement changes to strategy/plans/programmes and policies
  • Supervisory visits to clients as appointed representative firms
  • Provide audit reports and perform relevant checks
  • Financial Promotions approvals, Financial Crime prevention policies, Conflicts of Interest, staff training and more

Ideal candidates will have strong background and understanding of;
  • Investments, Fintech, Compliance Advisory/Oversight/Monitoring/Supervision of regulated investment firms
  • FCA handbook (SYSC, COBS, RAO etc) and other regulatory processes including AML and Audit
  • Strong communication skills and stakeholder management experience

Type: Permanent, full-time

Location: London, City

Salary: £50k base + benefits

Please note, all applicants must be eligible to work in the UK without visa sponsorship as this will not be provided on this occasion.
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