- GBP40000.00 - GBP45000 per annum
- London, England, United Kingdom
- Permanent, Full time
- JCW Search
Compliance monitoring analyst
- Salary: GBP40000.00 - GBP45000 per annum
- Location: London, England, United Kingdom
- Job Type: Full time
- Company: JCW Search
Compliance role assisting with the annual compliance monitoring plan, sitting in the 2nd line of defence.
- Assist in the delivery of compliance reviews
- Lead in gathering action plan updates from stakeholders to create and deliver management information (MI) to senior management and committees.
- Identify ongoing opportunities to optimise reporting processes and drive continuous improvement across the function in collaboration with stakeholders.
- As part of thematic reviews and projects, identify, monitor, analyse and assess issues, complaints and incidents.
- Remain up to date with regulatory developments and assess impact on the business.
- Review breaches registers, incident reports, complaint logs, and other appropriate records ahead of any monitoring to ensure trends are identified and covered in monitoring reviews.
- Review the compliance manual
- Undertake ad-hoc project work
- Assist the business in preparing for FCA, PRA and other external visits.