• GBP40000.00 - GBP45000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • JCW Search
  • 2019-02-05

Compliance monitoring analyst

  • Salary: GBP40000.00 - GBP45000 per annum
  • Location: London, England, United Kingdom
  • Job Type: Full time
  • Company: JCW Search

Compliance role assisting with the annual compliance monitoring plan, sitting in the 2nd line of defence.

  • Assist in the delivery of compliance reviews
  • Lead in gathering action plan updates from stakeholders to create and deliver management information (MI) to senior management and committees.
  • Identify ongoing opportunities to optimise reporting processes and drive continuous improvement across the function in collaboration with stakeholders.
  • As part of thematic reviews and projects, identify, monitor, analyse and assess issues, complaints and incidents.
  • Remain up to date with regulatory developments and assess impact on the business.
  • Review breaches registers, incident reports, complaint logs, and other appropriate records ahead of any monitoring to ensure trends are identified and covered in monitoring reviews.
  • Review the compliance manual
  • Undertake ad-hoc project work
  • Assist the business in preparing for FCA, PRA and other external visits.