Conduct Risk Analyst - Consumer Product Oversight Conduct Risk Analyst - Consumer Product Oversight …

HFG
in London, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
HFG
in London, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
Conduct Risk Analyst - Consumer Product Oversight
In this role, will you:
  • Support the Compliance function to ensure appropriate oversight of key high risk regulatory outsourced arrangements, including specialty personal lines products.
  • Take responsibility for developing, creating and analysing relevant conduct management information across the arrangements to ensure appropriate oversight of conduct risk controls and key performance indicators.
  • Undertake deep dive investigations to identify and mitigate increasing conduct exposure.
  • Provide reports to relevant committees and business areas to track performance of the arrangements.
  • Co-ordinate across all internal departments to ensure outsourced arrangements are operating effectively.
  • Document and maintain processes and procedures for oversight and maintain appropriate records.

You will possess:
  • A good understanding of the FCA conduct requirements and expectations for firms in managing conduct risk;
  • A good understanding of the IDD and maintaining compliance with the requirements;
  • Knowledge of Conduct risk matters across the EEA; (advantageous but not essential)


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