Conduct Risk Manager - Treasury

  • Salary: GBP55000.00 - GBP70000 per annum
  • Location: London, England, United Kingdom
  • Job Type: Full time
  • Company: JCW Search

Currently recruiting for a Conduct Risk Oversight Manager with in depth knowledge of a Treasury products and the dealing room, to join a large UK based based bank in their London office. The business are ideally looking for a candidate who has worked with wholesale banking, and who able to effectively provide detailed regulatory advice to the business.

Currently recruiting for a Conduct Risk Oversight Manager with in depth knowledge of a Treasury products and the dealing room, to join a large UK based based bank in their London office. The business are ideally looking for a candidate who has worked with wholesale banking, and who able to effectively provide detailed regulatory advice to the business.

Key Roles;

  • Compliance and Conduct Risk management and promote good conduct.
  • Assist in carrying out Compliance Risks Assessments and helping to devise and implement an annual compliance oversight plan.
  • Be a champion of the Conduct Strategy for Treasury colleagues and the Dealing Room by assisting in its practical application.
  • Carrying out compliance monitoring reviews.
  • Representing the Head of Conduct Risk Oversight at Committees.
  • Maintain and deliver an annual compliance training programme for the dealing room and secured funding teams
  • identify regulatory changes, conduct a high level assessment of their impact on the business and oversight implementation by the Treasury Department and Dealing Room.
  • provide advice on due diligence on counterparties / clients of the Treasury Department.
  • participate in new product and complex transaction approvals.

Key Experience;

  • A good understanding of wholesale markets either in an investment banking or commercial banking firm.
  • A good understanding of the regulatory environment, in particular the FCA and PRA Handbooks.
  • An ability to assess and report compliance risks

  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website www.jcwresourcing.com
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