Deputy Head of Compliance

  • Competitive
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Gresham Hunt
  • 22 Jun 18 2018-06-22

Gresham Hunt have been brought on to assist an award-winning Asset Management client in their search for a Deputy Head of Compliance.

This is an opportunity to work for an award-winning Asset Manager who is currently experiencing rapid growth as a Deputy Head of Compliance. The firm are looking for someone to make a step-up in their career to a Deputy Head role, and need someone with a strong background in Regulatory Compliance who has had extensive exposure to Asset Management.


The Responsibilities for this role are:

  • Support the Group Head of Regulation in providing leadership and help enforcing regulatory management and determining best practice for the firm 


  • Review, enhance and implement the regulatory framework for the firm. 


  • Provide guidance on the development of risk monitoring tools, relevant policies and control documentation;


  • Support the business in identifying potential and existing and risks in accordance with the Group’s Risk Framework;


  • Acting as the Group Head of Regulation’s delegate in chairing internal regulatory Committee meetings


  • Assisting in the implementation, development and supervising of all risk and regulatory systems and controls, procedures and policies


The relevant regulatory knowledge includes will include MiFID II, AIFMD and PRIIPs. Relevant knowledge of the FCA Handbook is also required - COBS, FUND, SYSC and PROD.

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