Director - Regulatory Advisory - Investment Manager Director - Regulatory Advisory - Investment  …

Gresham Hunt
in London, United Kingdom
Permanent, Full time
Last application, 02 Mar 21
Competitive
Gresham Hunt
in London, United Kingdom
Permanent, Full time
Last application, 02 Mar 21
Competitive
Posted by:
Matthew Helfet • Recruiter
Posted by:
Matthew Helfet
Recruiter
Gresham Hunt have been approached by the Investment Management arm of a well-known Global Bank in their search for a Senior Regulatory Advisory SME.

Gresham Hunt have been approached by the Investment Management arm of a well-known Global Bank in their search for a Senior Regulatory Advisory SME.

 

Responsibilities:

  • Sit within the 1LOD & provide guidance & advice to the investment teams.
  • Interpret, review & advise on changes to the relevant regulatory handbooks (PRA & FCA) as well as European Financial Services Regulations.
  • Face-off to senior business-leaders across the business to advise on operational matters.
  • Help assist with the wider investment compliance monitoring plan.

 

Requirements:

  • Strong knowledge of the retail fund space and the relevant regulations within it, such as COLL, FUND & AIFMD.
  • Knowledge across several asset classes including Derivatives, Fixed Income & Illiquid Assts.
  • Strong understanding of the various fund structures including NURS, UCITS & ACS.
  • Exceptional communication skills

 

For more information, please either apply directly via this advert or email matthew.helfet@greshamhunt.com

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