Director Compliance

  • £90,000-£100,000
  • London, England, United Kingdom
  • Permanent, Full time
  • Hamlyn Williams
  • 13 Oct 17 2017-10-13

Director Compliance- London- MIFID II- Regualtory- Investment Bank

Director- Compliance London £90,000-£100,000- Tier 1 Investment Institution 

A Tier 1 Investment bank are looking for an experienced professional to join them in their Wealth Management team as a Director of Compliance. 

You will need to specialise in regulatory initiatives within Financial Services, with the current focus of course being around MIFID II implementation. In addition to this, you will:

•Support the business in managing regulatory risk
•Perform second-line-of-defense activities in relation to consequential regulatory risks
•Ensure frameworks are designed well and operating effectively
•Deliver independent assessment and reports that shed light on our regulatory performance
•Provide business management with input to controls, tools, training, frameworks and information and insights required to manage regulatory risk

You have:
•Education to degree level
•Experience in compliance within the financial services sector – preferably in a Wealth Manager 
•Regulatory knowledge as it relates to wealth management, such as investor protection (essential)

If you would be interested in hearing some more details on this position and can add value to the business in this role then please get in touch now on 0203 675 2949/