Distribution & Financial Promotions
- Up to £60,000
- London, England, United Kingdom London England GB
- Contract, Full time
- Bruin Financial
- 14 Jun 18 2018-06-14
Our client is seeking an Assistant Compliance Manager for a distribution & financial promotions 6 month fixed term contract.
- Provide compliance advisory support in respect of distribution activities within EMEA and Latin America
- Provide timely and accurate compliance advice to business partners on local laws and regulations relating to the promotion of products and services in each relevant jurisdiction.
- Review and approval of financial promotions for both retail and professional clients to ensure compliance with the FCA financial promotions rules
- To assist in the implementation and execution of the risk-based compliance monitoring programme.