Distribution & Financial Promotions

  • Up to £60,000
  • London, England, United Kingdom London England GB
  • Contract, Full time
  • Bruin Financial
  • 14 Jun 18 2018-06-14

Our client is seeking an Assistant Compliance Manager for a distribution & financial promotions 6 month fixed term contract.

Responsibilities:

  • Provide compliance advisory support in respect of distribution activities within EMEA and Latin America
  • Provide timely and accurate compliance advice to business partners on local laws and regulations relating to the promotion of products and services in each relevant jurisdiction.
  • Review and approval of financial promotions for both retail and professional clients to ensure compliance with the FCA financial promotions rules 
  • To assist in the implementation and execution of the risk-based compliance monitoring programme.