Electronic Trading Compliance Specialist Electronic Trading Compliance Specialist …

in London, United Kingdom
Permanent, Full time
Last application, 16 Oct 21
in London, United Kingdom
Permanent, Full time
Last application, 16 Oct 21
Job Reference #238053BR
Your team
You'll be working in our Investment Bank-aligned Compliance and Operational Risk Control (C&ORC) team in London and provide compliance support to our firm's Electronic Trading groups across our Equities and Fixed Income divisions of UBS Investment Bank in EMEA. We are an independent function responsible for providing oversight of Compliance, Conduct and Operational Risks.

Your expertise
• substantial experience in a Regulatory, Compliance or related role in Electronic Trading
• expertise with regulatory and market structure frameworks of European and global Electronic Trading systems, in particular a strong understanding and knowledge of the ESMA guidelines and MiFID II
• knowledge of equities and/or fixed income products and trade flows, with a focus on automated trading systems
• strong interpersonal and leadership skills, with the ability to influence senior management and other stakeholders to successfully implement and deliver change, reliable and resilient (challenging situations and conversations don't scare you)
• strong business analysis skills, problem solving aptitude and the ability to easily manipulate and analyze broad sets of data

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Company Overview

UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland.
We're a team of more than 66,000 colleagues, collaborating across all major financial centers in 50 countries. We strive for excellence in everything we do, and this has awarded us recognition across our businesses. We offer a collaborative, international and diverse working environment that rewards passion, commitment and success – and are regularly recognized as an attractive employer.

Together for the goals
#TOGETHERBAND raises awareness about the 17 United Nations Sustainable Development Goals for 2030 through 17 uniquely colored bracelets. Each pack contains two individually packaged bands: one to wear and one to share so you can spread the word about what goal matters most to you and give someone else the opportunity to do the same. The production and money raised from the sales of these bands will help fight injustices such as poverty and gender inequality as well as climate change and unfair labor.

Right now, #TOGETHERBAND is helping to support emergency COVID-19 relief. For the month of April, our partners at #TOGETHERBAND have created TOGETHER FUND to help fight the pandemic and provide aid to those who need it most.

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