We are exclusively recruiting for a leading Consultancy firm looking to hire a Director/Associate Director level Compliance Consultant to Provide technical compliance support to the company's clients within a range of projects and engagements; across a range of FSMA sectors.
Main Responsibilities
- In conjunction with the Director/MD - supporting in the development and execution against internal business targets and KPIs with the Board from time to time and working to them
- Working closely with the Capital Markets Directors and Marketing to provide input into the development of a marketing plan relevant to business area
- Provide technical compliance support to the company's clients within a range of projects and engagements; across a range of FSMA sectors
- Reviewing junior colleagues work where required or assigned to do so and providing feedback and advice both to improve the specific work and to assist that individual's skills
- Researching specific technical issues and providing feedback to clients and colleagues
- Supporting junior colleagues in their work and through their professional development through coaching and mentoring
Job Requirements:
- A minimum of 10 years commercial experience involving financial services and at least 5 years technical compliance experience
- Three years client facing experience in professional services or consulting roles
- Strong COBS, SYSC and PRU regulatory knowledge is essential
- Strong understanding of the FCA/PRA regulatory environment
- Appropriate professional qualifications are highly desirable, which might include any of ACA, ACCA, LLM, MBA and industry qualifications
- Excellent written and verbal communication skills
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