Joining the global Compliance assurance function (remotely) you will support by supporting the function in a broad range of reviews - primarily financial crime focused though with coverage of regulatory compliance in scope.
Main topics include AML, STF, ATE, Fraud, Market Abuse, Anti Bribery & Corruption, & Conduct.
- Oversight in the delivery of the firms strategic goals and contribute to the vision and strategy for the mitigation of Financial Crime & Compliance risk.
- Conduct second line of defence assurance reviews to assess the design and operating effectiveness of controls over Financial Crime risks across all lines of business (global)
- Monitor activities and transactions by utilising Market data to identify trends, gaps or emerging risks.
- Gather appropriate management information, as part of the overall governance framework addressing Financial Crime & Compliance risk.
The ideal candidate will have a broad compliance/financial crime experience with specific responsibility in supporting compliance/FCC monitoring/reviews.
Start date will be within 2 weeks of interview process concluding.