Front Line Markets Surveillance and Supervision Officer Front Line Markets Surveillance and Supervision  …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 02 May 21
Very competitive
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 02 May 21
Very competitive
Posted by:
Lee Barnish • Recruiter
Posted by:
Lee Barnish
Recruiter
My client, a leading global Corporate and Investment Bank, are recruiting for a number of Front Line Markets Surveillance & Supervision officers to join their team in London.
  • Design and implement target operating model for frontline surveillance, including incorporation of compliance transitioned supervisory controls,
    governance & escalation model and required workflow & tooling.
  • Monitor, review and report on performance vs conduct and supervision KRIs, including market abuse.
  • Review surveillance alerts and reporting + escalate the risk.
  • Ensure effective oversight of Issue Management within defined conduct
    & supervisory governance.
  • Co ordinate daily, weekly and monthly attestation processes across sales and trading desks
  • Regulatory reporting (including compliance transitioned regulatory reporting).
  • Define and maintain governance escalation paths for frontline surveillance.
  • Drive the CIB Supervisory Platform program to implement a workflow
    tool and conduct & supervisory platform across the CIB sales & trading
    desks.
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