Front Office Controls and Assurance Manager


Prudential Treasury are seeking a Head of Front Office Control and Assurance to support the establishment of an independent first line ("1b") control framework to provide both support for and independent challenge to the dealing desk. The role will work within the first line reporting directly into the PruCap CFO.

You will be responsible for the following tasks:

  • Support Prudential Treasury first line control design, implementation, and assessment, including sample testing and testing design
  • Carry out independent dealing exceptions analysis
  • Present monthly reporting to the PruCap Dealing Committee and other committees as required
  • Develop and maintain relationships with Risk, Compliance, and Audit
  • Compliance with regulations and internal governance manuals, policies and procedures

What we are looking for:

You will be experienced and knowledgeable within the following areas: COBS exception monitoring, front office dealing, treasury instruments and markets. As well as this, you will demonstrate keen attention to detail and will have performed evidence gathering from systems (e.g. Bloomberg, Aladdin). Previous experience preparing committee reports and presenting at committees is key, you will possess excellent interpersonal and stakeholder management skills, as well as strong numerical/data and excel skills.

PruCap is committed to a diverse and inclusive workplace. Our role as an employer is very simple - to provide the right environment for talented people to do their best work, by respecting, understanding and valuing individual differences.

We welcome applications from individuals who have taken an extended career break, and we are willing to consider flexible working arrangements for all of our roles.