Guideline Monitoring Manager
As part of the Global Guideline monitoring team you will be expected to get involved and provide advice and support for teams in other jurisdictions as well as leading other junior members of the team, they are currently bringing the coding of their system in house and therefore will expect individuals within the team to take a more active role around the coding aspects of their system.
Provides complete, independent and timely pre and / or post trade monitoring of all guideline, regulatory and other house restrictions. Provide insight to the business and protects/prevents against guideline/mandate and other rule breaches. This team sits as part of the wider compliance and operations functions within the group.
Required Skills and experience
With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.
Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.
We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.