Head of Compliance Head of Compliance …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 19 Sep 20
110,000 - 140,000
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 19 Sep 20
110,000 - 140,000
The Head of Compliance will be responsible for the compliance function and exercising the Senior Management Functions of Compliance Oversight and Money Laundering as defined by the FCA rules.
  • To provide input to the compliance and anti-money laundering elements of the business plan
  • To devise an annual compliance monitoring plan to identify, document and assess compliance risks associated with the firms’ activities for approval by the Risk & Audit Committee, and to ensure that the plan is delivered.
  • To attend and contribute to Board and Executive Committee meetings and discussions.
  • Actively promote the importance of compliance throughout the firms to ensure staff are aware of their regulatory obligations​
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