Head of Compliance - Private Equity/Asset Management Head of Compliance - Private Equity/Asset  …

Danos Consulting
in London, United Kingdom
Temporary, Full time
Be the first to apply
£120,000
Danos Consulting
in London, United Kingdom
Temporary, Full time
Be the first to apply
£120,000
Posted by:
Katherine Lord • Head of Danos Consulting
Posted by:
Katherine Lord
Head of Danos Consulting
A niche Asset Management client are looking for a Head of Compliance to join them on a 12-month Fixed-Term Contract. The client is looking for someone to start between mid-December and the beginning of January 2022.

Responsibilities:

  • Advising senior staff on regulatory obligations and how to meet those obligations 
  • Assisting the Global Head of Compliance on leading the UK compliance team;
  • Drafting new policies, periodic reports and ad hoc advisory memos;
  • Ensuring that the UK compliance programme is compatible with the firm’s global compliance programme, aims and culture;
  • Assisting with the firms' corporate governance – e.g. advising boards of directors;
  • Providing support on a wide variety of domestic and international regulatory matters.

Key Requirements:

  • Committed compliance professional with strong, relevant experience and an analytical mindset
  • Ideally previous experience as an SMF16 or previously as a CF10.
  • Strong and rounded experience of FCA rules and an understanding of MiFID and/or AIFMD is necessary.

Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.

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