Head of Compliance Monitoring

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Morgan McKinley
  • 11 Oct 17 2017-10-11

My client, a Global Bank, is currently recruiting for a Head of Compliance Monitoring to join their team in London.

Head of Compliance Monitoring


  • Manage and provide leadership to a team on the Monitoring Desk overseeing Compliance Monitoring
  • Execute compliance monitoring reviews including any specific regulatory testing in accordance with the compliance monitoring procedures. This may include desk, thematic or special investigation (flash) related reviews as detailed within the monitoring plan
  • Develop and maintain test plans, sheets and working papers to document and evidence the methodology used to complete reviews and assess emerging risks
  • Analyse regulatory change to assess the potential impact to the control framework
  • Work with business stakeholders to agree actions and time lines resulting from identified control weaknesses
  • Track actions, assess and verify that the evidence provided sufficiently addresses identified issues


  • Ideally will have previous experience within Compliance Monitoring.

For further information please do not hesitate to contact Leo Bellometti on: lbellometti@morganmckinley.co.uk

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.