Head of Compliance Monitoring Head of Compliance Monitoring …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 15 May 20
GBP65000 - GBP78000 per annum
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Last application, 15 May 20
GBP65000 - GBP78000 per annum
A well established and growing Financial Services firm are looking for a Head of Compliance Monitoring to join their team in London.

A well established and growing Financial Services firm are looking for a Head of Compliance Monitoring to join their team in London.

This role is responsible for developing and delivering formal control assurance reporting against applicable governance frameworks (including the ISO27001 certification for Information Security Management Systems); and for the planning, development, and delivery of a holistic compliance monitoring programme covering pensions and pensions tax law, information security and financial crime prevention.

Key duties:

  • Management of the Compliance Assurance team, including line management, effective management of workload, adherence to planned deadlines and providing deliverables in a timely manner
  • Identification and management to closure of assurance issues with stakeholders across the business
  • Designing and delivering a Compliance Assurance Risk Universe that supports a risk based approach to the development of the annual assurance plan

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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