Head of Compliance, Risk & MLRO - Securities
- Location: London, England, United Kingdom
- Salary: £90000 - £120000 per annum, Benefits: Bonus, Benefits Package
- Job Type: Full time
Head of Compliance - SecuritiesHead of Compliance, Risk, and MLRO - London
£90,000-120,000 plus benefits package and discretionary bonus.
Our client an International Financial Services Group offering Asset Management & Brokerage Services is seeking a Head of Compliance, Risk, and MLRO for its entity in London. In this position, you will have oversight of the Compliance function relating to the Brokerage business; ensuring that all regulatory requirement, internal policies and procedures are met. Additionally, you will take control of a team of 6 compliance professionals of various levels.
As the Head of Compliance, Risk, and MLRO you are required to sit as CF10, CF10a & CF11 for the brokerage function. Prior experience in controlled function would be of benefit but not essential.
My client is eager to speak with any professionals that feel they have the depth of Financial Services Regulatory Experience to fulfill the demanding needs of this role. Expertise in Brokerage, Asset Management or Securities compliance is a must, exposure to ECM would be of particular interest.
Whether you are looking for a change or looking to move up from a Deputy Position we would be happy to discuss this position in greater detail with you.