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Head of Regulatory Governance Advisory

Location: London, England, United Kingdom

Salary: €95,000 - €140,000

Head of Regulatory Governance Advisory

€95,000 - €140,000 basic

Location: Brussels, London, Paris

 

You will lead a team of senior regulatory experts providing post trade compliance advisory services including, but not limited to CSDR, conflicts of interest and CPMI- IOSCO.

The advisory services are broad in nature and cover support, drafting policies and training and looking at the controls and monitoring plan is correct. Fundamentally the role is to be the “go to” SME surrounding governance related matters.

This role will hold a leadership function.

 

As Head of Regulatory & Governance Advisory:

Ensure expertise across the domains within Regulatory & Governance (e.g. CSDR, CPMI/IOSCO, conflicts of interest, governance…) is developed , maintained and shared

Advise and support the entities Chief Compliance Officers (“CCO”) in the definition and delivery of their annual / multi year plan

 

As Subject Matter Expert (SME) :

Develop, maintain and share expertise of  one or more of the domains within Regulatory and Governance

Provide advice and support to the entities CCOs in the definition and delivery of their annual / multi-year plans for this specific expertise

Support the business in developing a transversal view of the compliance and ethics domains for which you have expertise

 

Team Accountabilities / Responsibilities:

Responsible for managing a team of Subject Matter Experts (SME) and Risk Advisors.

Accountable to ensure that your team mission remains aligned with the service delivery plan.

Day to day responsible for coaching and HR matters and for ensuring your staff have appropriate skills, experience and training to execute their missions

 

For more information please contact me ne@barclaysimpson.com