In Business Risk & Regulatory Manager In Business Risk & Regulatory Manager …

Citi
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
Citi
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Competitive
In Business Risk & Regulatory Manager
Please note that the Corporate Title can be either: Assistant Vice / Vice President.
Job Purpose:
  • Ensure the business is complying with both internal policies, and external regulations.
  • Implement any new regulation or policy and make sure the business has appropriate controls and oversight over them.
  • Work closely with the second line of defence to ensure we have robust controls in place.
Job Background / Context:
Issuer Services, part of ICG's BCMA division, delivers scaled and bespoke administrative services in support of Debt and Equity Capital Market transactions, Loans and other forms of capital raising / deployment. Issuer Services is a global business with offices located in the U.S., Mexico, Brazil, UK, Ireland, Germany, Dubai, Kenya, Korea, Hong Kong, Italy, India, Nigeria and Singapore.
A Business Risk position is available within the Issuer Services ('Issuer') business located in London, UK.  The successful applicant will have Risk & Regulatory responsibilities for EMEA Issuer Services.
Key Responsibilities:
(Describe the main activities the job-holder will perform)
  • Work as part of the Issuer Services Risk & Regulatory team.
  • Coordinate and conduct the GRC review of the EMEA business.
  • Make sure the business is compliant with sanctions and in accordance with GOSSM
  • Implement upcoming Regulations such as AMLD5.
  • Participate in the Client Asset and Client Deposit Protection governance meetings.
  • Ensure compliance with MiFID II
  • Provide governance around KYC for Product Managed names.
  • Contribute to the CoB plans for the business.
  • Participate in deal review as appropriate
  • Contribute to audit and control activities
  • Contribute to department projects.
  • Any other duties as required
Development Value:
• The role will allow the individual to develop and enhance their risk and regulatory experience for a growing and profitable business.
• The position will facilitate wide exposure to Corporate and Investment Banking products, leading to a robust understanding of transaction banking services, debt-financing techniques and capital markets generally.
• The successful candidate will have the opportunity to contribute to Issuer EMEA business risk strategy, providing a professional experience that is both transferable and highly marketable for future assignments within Citi.
Person Specification
Knowledge/Experience:
  • The candidate should have good understanding of the Issuer Services business, underlying products, markets / industry, clients and deal execution.
  • Working knowledge of Citi's Risk & Regulatory policies.
  • Working knowledge of CASS and Depositor Protection.
  • Project management skills
Skills:
(What specific technical skills does the individual need and at what level, e.g. specific IT/spreadsheet/analytical/modelling skills)
  • Strong transaction management / execution & negotiation skills
  • Excellent client management ability
  • The candidate should possess very strong written
and verbal communication skills.
  • Ability to read and disseminate key information
contained within complex transaction documents.
  • Ability to self-start and to learn rapidly.
Qualifications:
(What academic/professional qualifications/registrations does the individual need - if relevant)
  • Educated to Business degree level or equivalent.
  • Ideally five years' + of experience in an Issuer
  • Services environment, banking, transactional, and / or client facing experience
Competencies
(What competency skills sets does the individual need e.g. organisational skills, planning, resilience, motivation, teamwork, verbal communication skills etc)
  • Confident and polished client management skills
are a must.
  • Leadership and business management skills are
also essential.
  • Ability to assimilate large quantities of data and
prioritize tasks and workflow accordingly.
  • A self-starter, able to initiate and execute robust
client dialogue.

Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - GB
Time Type :Full time
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
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