Investment Compliance Analyst Investment Compliance Analyst …

Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 12 May 21
GBP30000 - GBP70000 per annum
Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 12 May 21
GBP30000 - GBP70000 per annum
A global Financial Services firm are seeking two Investment Compliance Analysts to join their growing team.

A global Financial Services firm are seeking two Investment Compliance Analysts to join their growing team.

The successful candidate will be working with the organisations monitoring system and to help clients monitor their investment manager's investment guidelines. Day-to-day responsibilities include reviewing client investment guidelines, setting up the guidelines on the monitoring system, testing to ensure desired output, ongoing client servicing and attend meetings as required by clients or internal partners.

In addition to this, you will be expected to have a sufficient knowledge base to act as Subject Matter Expert and be comfortable at engaging in conversations with clients, investment managers and the product team to articulate requirements pertinent to the organisation's ability to provide compliance services.

Requirements:

  • Familiarity with investment manager guidelines and language used in investment manager agreements
  • Knowledge of financial markets
  • Knowledge of fixed income and equity asset classes would be advantageous
  • Interest in researching topics, such as substantial shareholder limits and other topics related to our clients' investment requirements for their global investments
  • Experience with industry vended compliance monitoring systems such as Charles River, Bloomberg POMS, RCB Dexia, etc. and/or Mutual Fund Compliance and Risk Monitoring experience is a plus
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

Goodman Masson logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...