Investment Compliance Guideline Analyst Investment Compliance Guideline Analyst …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP40000 - GBP55000 per annum
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP40000 - GBP55000 per annum
A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team.

A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team.

The successful candidate will be given a high level exposure and be responsible for monitoring investment portfolios to ensure compliance with investment guidelines.

Key responsibilities:

  • Ensure proper restriction coding in Firm's order management systems; test new and existing investment restrictions, and ensure timely implementation of applicable investment guideline updates
  • Review, interpret and summarise investment guidelines for new mandates
  • Administer additional control and monitoring functions, such as monitoring of trade allocations to ensure allocation fairness

Requirements:

  • Experience utilising Aladdin for investment compliance highly preferred
  • 3-5 years' experience within Asset Management
  • Investment Compliance or Fund Compliance is required
  • Familiarity with UCITS, AIFM, and 1940 Act regulations preferred
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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