Investment Management Compliance Portfolio Monitoring Analyst

  • Standard
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Robert Walters UK
  • 02 Aug 18 2018-08-02

A Global Investment Manager is currently looking for multiple Investment Management Compliance Portfolio Monitoring Analysts to join a growing and exciting team. They are looking for individuals with proven Portfolio Monitoring experience, great buy-side regulatory knowledge and a good understanding of investment instruments and portfolio management.

A Global Investment Manager is currently looking for multiple Investment Management Compliance Portfolio Monitoring Analysts to join a growing and exciting team. They are looking for individuals with proven Portfolio Monitoring experience, great buy-side regulatory knowledge and a good understanding of investment instruments and portfolio management.

Investment Management Compliance Portfolio Monitoring Analyst responsibilities:

  • Daily monitoring of client, regulatory and internal restrictions in globally managed portfolios. Interacting with Account and Portfolio Management as well as the Legal department on regulatory and guideline questions, providing timely identification, escalation and resolution of compliance issues.
  • Reviewing, analysis, qualification & commenting on investment and regulatory guidelines as and when Portfolio Managers (PM) and Client Account Managers (CAM) may seek clarification
  • Investigating investment queries with a view to provide impartial analysis and communicate reportable instances to senior management

Investment Management Compliance Portfolio Monitoring Analyst qualifications:

  • Significant practical experience of at least one industry recognized compliance monitoring system ie Charles River, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21 etc
  • Investment Guideline knowledge (contractual and regulatory)
  • Experience working with regulatory agencies