MLRO (CF11) / Manager
- £80,000 - £90,000
- London, England, United Kingdom London England GB
- Permanent, Full time
- Bailey & French Ltd
- 31 Jul 18 2018-07-31
To ensure that the Company and any associated Client companies have a comprehensive and effective framework to monitor and report on matters relating to AML/CFT and Sanctions compliance, internal risk, regulation, legislation and controls. To be appointed as CF11 (the Money Laundering Reporting Officer) and Data Protection Officer to the companies UK entities.
The Manager (Risk and Compliance) will support the Client Companies in the delivery of the Compliance and Risk services.
To ensure that the Company and its clients meet their legal and regulatory responsibilities and obligations.
Support the Group Head of Compliance and Risk, Senior Management and Operational staff by providing the UK company and UK Clients with AML / Compliance advice and guidance.
In conjunction with the Group Head of Compliance and Risk to develop and roll out AML/CFT strategy as required and to implement new AML/CFT Sanctions policies and procedures.
CF11 KEY RESPONSIBILITIES
To receive, investigate and if necessary report externally, internal reports of suspicion and/or terrorist financing.
To receive, investigate and if necessary report externally, internal reports of sanctions breaches.
To manage post-reporting considerations and client relationships accordingly, liaising with the competent authorities and external legal counsel as appropriate.
Provide and present MLRO reports to the company and its client boards as required.
To have oversight of and where necessary engage in the satisfactory completion of customer due diligence on new and existing relationships and on-going monitoring obligations in accordance with the provisions of the applicable AML/CFT and Sanctions legislation and in accordance with the Company’s AML/CFT risk framework.
To assist the business with the efficient on-boarding of new clients.
Strong interpersonal skills and relationship management at all levels.
The ability to deliver pragmatic solutions to AML/CFT and Sanctions related issues.
Self starting and capable of working with light supervision.
Hands-on experience executing projects in complex environments.
Proven capability to apply best practice project methodology.
Focused on great Client delivery/outcomes.
Strong inter-personal skills and technical experience from a background in compliance and risk project delivery.
Working with ambiguity and being resourceful to find solutions, thinking creatively and deliver pragmatic solutions.
(for a more comprehensive job description or to discuss further, email: mailto:firstname.lastname@example.org email@example.com)