Part-time Compliance Manager

  • Competitive
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Non-disclosed
  • 22 Jun 18 2018-06-22

An institutional brokerage is searching for a part-time Part-time Compliance Manager.

The key elements of the role are:

  • Support management in developing and enhancing the businesses regulatory framework.   
  • Provide advisory support to the business when required.  
  • Ensuring all systems, procedures and controls are appropriate and in line with the latest external regulation and internal standards.
  • Conducting due diligence on existing and new clients to meet .KYC/AML regulations and internal policy, across a range of entity types.   
  • Communicate with clients regarding the customer opening process.
  • Develop accurate static data records and internal systems; including maintenance of all client data.
  • On-boarding of regulated staff, ensuring full compliance with internal policies.

​Applicants should have a sound knowledge of the UK regulatory environment.  As minimum candidates should have experience of both the current regulatory environment in a compliance role as well as knowledge and practical experience of on-boarding customers in a brokerage company.

Attention to detail and strong organisational skills are essential.

It is anticipated that the role will be on a part-time basis for approximately 5-8 days per month, depending on workload.