Portfolio Guideline Monitoring Analyst Portfolio Guideline Monitoring Analyst …

Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 23 Nov 20
GBP30000 - GBP75000 per annum
Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 23 Nov 20
GBP30000 - GBP75000 per annum
A prestigious Investment Manager are looking for a Portfolio Guideline Monitoring Analyst to join their team in London.

A prestigious Investment Manager are looking for a Portfolio Guideline Monitoring Analyst to join their team in London.

Responsibilities:

  • Focusing on providing support to the investment teams, ensuring that investment transactions and holdings are compliant with client guidelines and regulatory requirements
  • Reviewing Investment Management Agreements and evaluating client guidelines
  • Maintaining the guideline monitoring system, Sentinel
  • Performing real-time, pre-trade support with investors
  • Resolving post-trade incident exceptions generated from Sentinel

Experience needed:

  • Demonstrate a strong working knowledge of all investment types, including equity and fixed income products, and derivative securities
  • Experience monitoring investment guidelines or working in an investment compliance role
  • A good understanding of regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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