Portfolio Guidelines Analyst Portfolio Guidelines Analyst …

Non-disclosed
in London, United Kingdom
Permanent, Full time
Last application, 02 Dec 21
£60,000
Non-disclosed
in London, United Kingdom
Permanent, Full time
Last application, 02 Dec 21
£60,000
A role has arisen for a Portfolio Guidelines professional to join the middle office team of a leading asset management house. In this role you will be responsible for overseeing Funds / client accounts and other tasks to ensure guidelines are set up appropriately.

Primary responsibilities/essential functions:

In this role you will be responsible for reviewing and the implementation of guidelines and rules, coding them in the compliance system for Funds and client accounts, in a timely manner.

  • Reviews and interprets client rules, guidelines, and regulations to determine how a rule should be coded in the compliance system.
  •  Implements internal guidelines and controls for managed funds.
  •  Implements internal rules as requested by Principal Investment Officers.
  • Codes rules as part of broad, more complex, projects.

Reviews and implements client guidelines for Equity and/or Fixed Income Funds / client accounts, liaising with Legal and the Marketing group by drafting, reviewing, and interpreting the rules, guidelines, and regulations for client accounts.

  • Works with Principal Investment Officers to understand the objective of each mandate and determine standard ideal guidelines for each mandate.
  • May participate in guideline negotiations.

Participates in, and may lead, projects and team/department initiatives.

  • Collaborates with management to establish project plans.
  • Identifies and assesses impacts, and communicates updates to managers and stakeholders.
  • Participates in the development and enhancement of policies, procedures, and controls.

Works with Legal on the appropriateness of certain security offerings and complex transactions for client accounts.

Serves as a point of contact for multiple departments on client/investment queries related to portfolio compliance.

Supports the team as a resource/expert in various ways.

  • Serves as technical resource and/or as a subject matter expert in one or more area(s) to the team and other departments to resolve issues.
  • May perform quality checks and verify the accuracy of work prepared by other associates.

 

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