Regulatory Affairs and Policy Manager

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • HSBC Bank plc
  • 24 Nov 17 2017-11-24


Regulatory Affairs and Policy Manager

Some careers grow faster than others.

If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.

We are currently seeking an ambitious individual to join our Securities Services team, working together with colleagues to define, manage and achieve divisional business targets.

Key Responsibilities of this role will include:

Manage, either directly or supporting other members of HGHQ and HBEU, all Regulatory Engagement within the region. This includes regulatory meetings, visits, reviews, thematic work, investigations, enforcement activities, reporting, information provision, correspondence etc. whether regular, recurring or of an ad hoc nature. Within this, to have specific focus on the maintenance of the Regulatory Engagement FIM and DIM, oversight of regional implementation of the FIM and DIM and the provision of training, training materials and .support drive, support as appropriate, an open regulatory culture across all regulators, as evidenced by a "no surprises" culture.

To be successful in the role, you should meet the following requirements:

  • Experience of interacting with regulators. Some experience of preparing and mentoring Senior Management including Board Members, prior to meetings with regulator(s)
  • Broad knowledge of both regulatory and financial crime compliance risks and industry good practices in managing them across jurisdictions and businesses, especially in the context of managing regulatory relationships
  • Broad knowledge of financial services regulation as relevant to HSBC's RBWM, GPB, CMB and GBM EU regulated businesses
  • Track record of overseeing reporting and delivery of management information to senior management
  • Track record of design, delivery or optimisation of technology support for business needs
  • Knowledge of HSBC's Group structure and business model and an understanding of HSBC's corporate culture, advantageous
  • Lateral thinker with an ability to interpret and solve complex issues
  • Excellent communicator with strong inter-personal and influencing skills
  • Good team player
  • Ability to adopt a tailored and effective communication style to regulators at all levels of seniority and varying levels of managementFor further details and application information please visit our careers site, searching under reference number

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hong Kong and Shanghai Banking Corporation Limited.

You'll achieve more when you join HSBC.