Regulatory Assurance, Associate Regulatory Assurance, Associate …

Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 26 Oct 20
Competitive
Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 26 Oct 20
Competitive
Macquarie Group
Regulatory Assurance, Associate
As an Associate, you will work across all business units to undertake risk-based reviews to provide assurance to senior management that controls are designed to mitigate the regulatory risks in their business and are operating effectively.

The reviews cover key areas identified by the annual Risk and Control Self-Assessment (RCSA) process, areas of regulatory focus, regulatory change and areas highlighted by compliance management and the business. Reviews can cover trading desks, business functions, branches, geographic locations and cross entity thematic issues.

You will be involved in assisting with all aspects of regulatory assurance reviews, such as planning, scoping, reviewing, testing, documenting, and reporting. Additionally, you will communicate results of reviews to the business, assist with the annual RCSA process, and with maintenance of our risk data for reporting purposes.

Your experience as an associate in an investment banking, legal or a regulatory environment will be well placed in this role. Your verbal and written communication skills and ability to develop relationships across various stakeholders, including local and regional advisory compliance staff and the business, will be critical to your success. You are deadline focused, whilst maintaining a high degree of accuracy and quality, and your ability to handle multiple tasks and prioritise effectively is vital in this role.

About the Risk Management Group

The Risk Management Group (RMG) is an independent and centralised function responsible for objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. RMG designs and oversees the implementation of the risk management framework. Its divisions include Credit, Market Risk, Regulatory Affairs and Aggregate Risk, Financial Crime Risk, Compliance, Operational Risk, Behavioural Risk, Enterprise Support and Internal Audit.

Our commitment to Diversity and Inclusion

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Company Overview

The best investment you can make is in yourself.

Whether you’re looking to take on a new project; progress within your division; explore an opportunity in a different team; or relocate globallyat Macquarie, you can choose a career route that’s as unique as you are

We’re a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities.

To find out more about a career at Macquarie, visit www.macquarie.com/careers.

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