Regulatory Compliance Consultant

  • £55,000 - £60,000 + excellent benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • Gresham Hunt
  • 19 Jan 18 2018-01-19

Gresham Hunt are representing a leading consultancy, in their search for a Regulatory Compliance Consultant.

Gresham Hunt are representing a leading consultancy, in their search for a Regulatory Compliance Consultant.

The person

  • Previous experience within a compliance role, preferably in Investment Management
  • Good understanding of FCA Regulations
  • Able to influence internal and external clients 


The role

  • Be an expert in change driven by FCA regulations
  • Approve product proposals from client-side
  • Ensure compliance is current, monitor programmes for necessary changes and report on any findings
  • Ongoing monitoring and reporting
  • Assist with the preparation of FCA application packs, variation of permission notices and update of firms ICAAPs
  • Assist with work required under FCA Risk Mitigation Programmes, AAF 01/06 and s166 reviews
  • Prepare and present internal and external courses to keep up to date with regulatory issues, including money laundering
  • Ensure to promote and develop the department when possible
  • Assist other members of the team with ad hoc questions on the FCA Handbook when required


Please contact mark.mcloughlin@greshamhunt.com for more information.