Regulatory Compliance Manager

  • £65,000 - £75,000 + excellent benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • Gresham Hunt
  • 18 Feb 18 2018-02-18

Gresham Hunt are representing a leading consultancy, in their search for a Regulatory Compliance Manager.

Gresham Hunt are representing a leading consultancy, in their search for a Regulatory Compliance Manager.

The person

  • Previous experience within a compliance role, preferably in Investment Management
  • Good understanding of FCA Regulations and Regulatory Compliance
  • Able to influence internal and external clients 
  • Ability to Manage teams


The role

  • Be an expert in change driven by FCA regulations
  • Understanding in Regulatory Compliance areas such as MiFID II 
  • Approve product proposals from client-side
  • Ensure compliance is current, monitor programmes for necessary changes and report on any findings
  • Ongoing monitoring and reporting
  • Assist with the preparation of FCA application packs, variation of permission notices and update of firms ICAAPs
  • Assist with work required under FCA Risk Mitigation Programmes, AAF 01/06 and s166 reviews
  • Prepare and present internal and external courses to keep up to date with regulatory issues, including money laundering
  • Ensure to promote and develop the department when possible
  • Lead members of the team with ad hoc questions on the FCA Handbook when required


Please contact mark.mcloughlin@greshamhunt.com for more information.