Risk & Compliance Director – Investment Management  …

CLARC Recruitment
in London, England, United Kingdom
Permanent, Full time
Last application, 29 Mar 20
£130K-£150K + Bonus & Benefits
CLARC Recruitment
in London, England, United Kingdom
Permanent, Full time
Last application, 29 Mar 20
£130K-£150K + Bonus & Benefits
We are recruiting for a Global Investment Management business looking for Risk & Compliance Director (SMF 16 & 17) to join their London office in a broad and varied role, managing a small team. This role would appeal to a candidate that is comfortable working in a hands-on role liaising with senior management daily. Candidates must have excellent qualifications and be comfortable carrying out high level psychometric testing as part of the interview process.

Main Responsibilities:

  • Responsibility for the Risk & Compliance function and management of the corporate risk and compliance framework
  • Attend to risk and compliance requirements and strategic matters
  • Hold relevant Control Functions for the UK business
  • Input across the global Risk & Compliance function
  • Advise on all regulatory aspects affecting the UK business.
  • Develop, implement and enforce risk strategy, plans and policies
  • Presenting to existing and potential investors (with respect to risk & compliance matters)
  • Presenting to and reporting to senior executives, committees and Boards
  • Liaison with and management of external legal and internal audit providers
  • Assist in the development of new product, services & any other business activities.
  • Complete other strategic projects for the business as and when required.

Job Requirements:

  • Ideally 10 years Risk & Compliance experience within a similar Investment Management business.
  • Previous experience holding relevant Controlled Functions preferable.
  • At least 2 years experience managing a team.
  • Degree educated, minimum 2.1, ideally within Law, Economics or Finance.
  • Relevant professional qualifications an advantage.
  • Excellent communication skills, both written & verbally.

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