Senior Associate - Compliance - £35k Senior Associate - Compliance - £35k …

Aston Carter
in London, England, United Kingdom
Permanent, Full time
Last application, 02 Apr 20
GBP30000 - GBP35000 per annum + full benefits + pension
Aston Carter
in London, England, United Kingdom
Permanent, Full time
Last application, 02 Apr 20
GBP30000 - GBP35000 per annum + full benefits + pension
This client is a Fortune 500 Company, and one of the largest international banks based in London. They are seeking an ambitious and quick-to-learn financial crime compliance professional to join their team looking after second line activities and supporting the wider team on assurance, reviews and monitoring on KYC, EDD and SARs.

In this role, you will have the opportunity to work on:

  • Compliance review and sign-offs for CDD / EDD pertaining to Retail and Corporate Credit customers as well as Financial Institutions.
  • Support the Data Protection Officer in ensuring GDPR compliance, including reporting of data breaches.
  • Carry out second line Compliance oversights as per the Compliance Monitoring Plan and preparing monitoring reports for various areas including Fraud, Anti-Bribery & Corruption, Treating Customers Fairly, Vulnerable Customers and Compliance Trainings.
  • Vendor Management including Dow Jones, World Check, ID3 Global, and Thomson Reuters.
  • Review and update the assigned Compliance policies and procedures
  • Investigate and escalate internal suspicious activity reports to the MLRO
  • Submit the suspicious activity reports (SARs) to NCA, after obtaining approval from the MLRO
  • Ad hoc projects and assignments related to Compliance and Data Protection, Internal Audit and FCA action plan as allocated by the Head of Legal & Compliance

You will be able to demonstrate some of the following competencies and experience:

  • Knowledge of Banking industry
  • Sound understanding of UK regulations
  • Good knowledge of CDD / EDD, correspondent banking, mortgages, secured lending
  • Knowledge of retail and commercial banking products
  • Knowledge of General Data Protection Regulation (GDPR)
  • Experience in identifying and reporting of suspicious activity

If you'd like to finid out more, please apply below!

Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. It is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at https://www.allegisgroup.com/en-gb/privacy-notices.

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to https://www.allegisgroup.com/en-gb/privacy-notices.

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at https://www.allegisgroup.com/en-gb/privacy-notices for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.

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