Senior Compliance Manager

  • £90k-£125k+
  • London, England, United Kingdom
  • Permanent, Full time
  • Maldon Partners
  • 28 Nov 17 2017-11-28

Maldon Partners are recruiting a Senior Compliance Manager on a permanent basis for a Prestigious Asset Manager based in the West End of London. The role will report directly into the Head of Compliance (not based in London) and will have oversight of 1 direct report.

The Company

Maldon Partners are recruiting a Senior Compliance Manager on a permanent basis for a Prestigious Asset Manager based in the West End of London.

The role will report directly into the Head of Compliance (not based in London) and will have oversight of 1 direct report.


The Role

The main purpose of the Senior Compliance Manager is to develop and deliver the risk-based monitoring programme designed to evaluate the regulatory risk and control environment applicable to the firm’s investment activities.

This is a newly created position which will take on front office monitoring activities and manage the existing London based Compliance Analyst



Experience Required

In order to apply for the role you MUST have:

* A minimum of 7years’ relevant compliance experience, with excellent knowledge of the regulations pertaining to investment firms and funds e.g. COBS, COLL, MAR, MiFID II.

* Up- to-date understanding and practical experience of a front office environment, with emphasis on a good working knowledge of equity, fixed income, FX and derivative trading systems and processes, including programme trading, direct market access and algorithmic trading
* Experience in designing and implementing a Compliance Monitoring Programme
* Previous experience of the Charles River and Bloomberg systems would be highly advantageous
* Excellent IT skills, including Microsoft Office software

Salary

Salary on offer is c£90,000 - £125,000 depending on experience and is based the West End of London. (there may be some flex on this)