Senior Compliance Officer Senior Compliance Officer …

CLARC Recruitment
in London, United Kingdom
Permanent, Full time
Last application, 11 May 21
Up to GBP85000.00 per annum
CLARC Recruitment
in London, United Kingdom
Permanent, Full time
Last application, 11 May 21
Up to GBP85000.00 per annum
CLARC Recruitment

Company Information: A innovative global Commodity Firm is looking to hire a Senior Compliance Manager in their London office to be responsible for all regulatory matters and compliance withing the group whilst managing a small team.

Main Responsibilities

  • Handling regulatory inquires from FCA, CTFC, NFA and other global regulators and exchanges
  • Provide advice to the business on regulatory matters
  • Drafting, implementing and updating firm policies and procedures
  • Carrying out AML monitoring and assisting with the design and development of relevant AML reports
  • Assisting with the development and delivery of compliance training programs

Job Requirements:

  • Degree educated
  • Several years Compliance experience from a Commodities Brokerage or Trading firm with a good knowledge of FCA, NFA & CFTC regulations
  • FINMA experience preferred

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