Senior Compliance Officer Senior Compliance Officer …

Black Swan Group
in London, United Kingdom
Permanent, Full time
Last application, 18 Jan 22
As appropriate
Black Swan Group
in London, United Kingdom
Permanent, Full time
Last application, 18 Jan 22
As appropriate
Posted by:
Ben Hudson • Recruiter
Posted by:
Ben Hudson
Recruiter
Fantastic opportunity to join a reputable Hedge Fund as a Senior Compliance Officer. Senior VP Level.

The Compliance professional to secure this role will work with a great team and enjoy a broad range of duties:

  • Providing Compliance advice to the business
  • monitoring of policies and procedures
  • horizon scanning
  • ensuring all FSA requirements are met by implementing policies and procedures
  • compliance training
  • reviewing marketing materials
  • supporting the investment team in relation to investment activity
  • maintaining restricted and watch lists
  • handling PA Dealing requests
  • managing compliance reporting

As the successful applicant you will have:

  • Around 10 years proven Compliance experience
  • An in-depth understanding of the hedge fund industry
  • Experience of a generalist compliance function
  • A strong team ethos as team-work is a key element to the completion of this role
  • A proven track record of building relationships; you will be dealing with the business and staff at all levels of seniority within the firm on a day to day basis
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