Senior Settlements Technician Senior Settlements Technician …

Morgan McKinley
in London, England, United Kingdom
Permanent, Full time
Last application, 18 Feb 20
Competitive
Morgan McKinley
in London, England, United Kingdom
Permanent, Full time
Last application, 18 Feb 20
Competitive
Senior Settlements Technician
Senior Custody settlements team lead

Job Brief
  • Senior member of the Operations team working closely with internal stakeholders to define and deliver the custody offering to our clients
  • Develop the target operating model for Custody in conjunction with the Technology and Investment Banking teams and to reengineer and continually improve existing processes and procedures
  • Responsible for the day to day running of the Custody function, ensuring the area is fully covered at all times and to embed a culture of excellence to help deliver outstanding service levels to all Custody clients
  • Exposure to and in-depth knowledge of CASS framework, FCA regulation and rules
  • Cross-train throughout certain areas of the Settlements team to ensure necessary cover is in place at all times

Main Responsibilities
  • Oversight of Custody service offering end to end
  • Responsibility for compliance with FCA CASS rules
  • Regular monthly representation at CASS Committee meetings
  • Management and settlement of dematerialised UK and non-UK custody movements
  • Management and settlement of physical securities
  • Depot movements including Cross-Border stock movements
  • Point of contact for client communications and deliver outstanding customer excellence
  • Exception and fails monitoring
  • Daily reconciliation of stock and cash positions, internal and third party systems
  • Maintain all static data related to Custody accounts
  • Ensure ongoing statementing of client positions
  • SDRT/Stamp Duty compliance
  • Establish and input of related departmental procedures and process flows
  • Liaison with Front Office / Counterparts / other Operational areas as required
  • Attend and actively participate in departmental meetings and across other business areas
  • Ensure any administrative tasks, within the area, are undertaken as required in a timely and efficient manner (e.g. Section 793 requests, Proxy Voting etc.)

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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