Senior Trade and Transaction Reporting Officer Senior Trade and Transaction Reporting Officer …

LMA
in London, United Kingdom
Permanent, Full time
Last application, 28 Jul 21
65,000
LMA
in London, United Kingdom
Permanent, Full time
Last application, 28 Jul 21
65,000
Posted by:
Daniel Baker • Recruiter
Posted by:
Daniel Baker
Recruiter
I am working with a unique and truly exciting bank in the recruitment of an Trade and Transaction Reporting Officer.

This is a first line of defence SME role which will primarily cover our UK FX business.

Responsibilities include:

  • Daily BAU exception investigation for all trade and transaction reporting
  • Resolution and root cause analysis of any reporting failures or other issues, working with IT to remediate
  • Own the Quality Assurance Process – ensuring external vendors are engaged and manage exceptions to closure
  • End to end reconciliation of Transaction reporting for completeness
  • Ownership of risk events and managing of Errors and Omissions process
  • Oversight of regulatory change impacting trade and transaction reporting
  • Provide SME input into relevant projects where Regulation is to be considered
  • Maintain and create a robust controls framework for any Operations related regulatory responsibilities
  • Develop MI to report framework status to COO
  • Ownership of MiFID reports

To be successful in the role the ideal candidate will be able to demonstrate their SME knowledge in the following areas of regulation – EMIR, Dodd Frank, MIFID and SFTR. In return they are offering a salary up to £65,000 plus excellent benefits and bonus.

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